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https://www.sec.gov/enforcement-litigation/administrative-proceedings/34-94834-s
...today announced the institution of settled proceedings against Balasubrahmanya...agreed to pay more than $585,000 to settle the proceedings. According ...
https://www.sec.gov/files/rules/sro/amex/2007/34-55110.pdf
...the PowerShares DB US Dollar Index Bearish Fund Pursuant to Section 19(b)(1)...PowerShares DB US Dollar Index Bearish Fund (the “Bearish Fund,” and ...
https://www.sec.gov/files/rules/sro/amex/2006/34-54961.pdf
...are collectively referred to as the “Bearish Funds.” The Commission recently approved...pursue its investment objective. The Bearish Funds will seek ...
https://apps.dtic.mil/sti/tr/pdf/ADA461174.pdf
...positions and that low values signal bearish positions; but for completeness I...exactly how to interpret a bullish or bearish signal; I feel that ...
https://www.sec.gov/files/rules/sro/amex/2006/34-53784.pdf
...listing and trading of the Bullish and Bearish Funds (Ultra500 Fund; Ultra100 Fund;...the Original Order provides that the Bearish Funds seek to ...
https://www.sec.gov/files/litigation/apdocuments/3-17184-event-243.pdf
...determine whether the position is bearish or bullish: "Q And $8 January 2012...of TRX had changed from bullish to bearish? A No. I was bullish but I ...
https://www.sec.gov/files/rules/proposed/2022/34-94313.pdf
Release No. 75445 (July 14, 2015) (settled) (where OZ Management submitted short...information regarding transactions that have settled during the ...
https://www.sec.gov/files/rules/sro/nasdaq/2007/34-56985.pdf
...and PowerShares DB US Dollar Index Bearish Fund;16 • iShares Silver Trust;17...engaged in regulating, clearing, settling, processing information with ...
https://www.sec.gov/files/rules/sro/finra/2011/34-65222-ex3a.pdf
... buy and sell, naked and covered, bearish and bullish • Trade reporting systems...market on Monday, October 3, would settle regular-way on (A) Monday ...
https://efile.fara.gov/docs/6869-Informational-Materials-20240604-1104.pdf
West Texas Intermediate (WTI) crude settled down almost 4% at $74.22 per barrel...West Texas Intermediate (WTI) crude settled down $2.27, or 3.6%, at ...
https://www.sec.gov/files/rules/sro/nysearca/2015/34-76472.pdf
...the seller. Short sales are normally settled by the delivery of a security borrowed...on investors who wish to express a bearish view on either the ...
https://apps.dtic.mil/sti/tr/pdf/ADA484706.pdf
...revenues in so far as the royalties are settled in wet barrels rather than paid to...at this stage totally ignores any bearish news [that would soften ...
https://apps.dtic.mil/sti/tr/pdf/ADA529737.pdf
...revenues in so far as the royalties are settled in wet barrels rather than paid to...did not appear to be needed to help settle markets, and there was ...
https://efile.fara.gov/docs/6869-Informational-Materials-20240807-1152.pdf
Netflix, and Google, rose 0.98% after settling down 3.4% in the previous session...barrel. Even gold, the safe haven, settled down almost 1% at below ...
https://www.sec.gov/files/wachter_230505_cfmr_2023.pdf
...securities involve a commitment to settle at some future date • Collateralized...shows the percentage of bullish and bearish. The difference in this ...
https://www.sec.gov/files/rules/exorders/2017/34-81771-incoming-letter-vaneck-vectors-etf-trust.pdf
...(meaning prices increasing over time) or bearish (meaning prices decreasing over time)...market, the p01ifolio securities or settle any financial ...
https://www.sec.gov/files/litigation/apdocuments/3-17184-event-188.pdf
...short positions can be bullish or bearish depending upon strike prices and whether...SEC, 451 F.3d 873 (D.C. Cir. 2006) settled this question of law ...
https://efile.fara.gov/docs/6869-Informational-Materials-20240909-1174.pdf
...capacity." US crude benchmark WTI settled Friday’s trade down $1.47, or 2.14%...sank to $63.70. UK-origin Brent crude settled at $71.06 per barrel - ...
https://www.sec.gov/files/rules/sro/nysearca/2008/34-58457.pdf
...engaged in regulating, clearing, settling, processing information with respect...the PowerShares DB U.S. Dollar Index Bearish Fund); 55029 (December ...
https://www.sec.gov/files/litigation/complaints/2010/comp-pr2010-137.pdf
...is when we read that the broker has settled [the transaction] ... We presume that...transaction offshore, in order to avoid any bearish signal to the ...